Information Circulars 2024

Overview

The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.

This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.

 

Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01/02/2024 AJAN Innovator ETFs Trust Innovator Equity Defined Protection ETF - 2 Yr to January 2026 BATS BZX Exchange
01/02/2024 HJAN Innovator ETFs Trust Innovator Premium Income 9 Buffer ETF - January BATS BZX Exchange
01/02/2024 JAND Innovator ETFs Trust Innovator Premium Income 10 Barrier ETF - January BATS BZX Exchange
01/02/2024 JANH Innovator ETFs Trust Innovator Premium Income 20 Barrier ETF - January BATS BZX Exchange
01/02/2024 JANJ Innovator ETFs Trust Innovator Premium Income 30 Barrier ETF - January BATS BZX Exchange
01/02/2024 JANP PGIM US Large-Cap Buffer 12 ETF - January PGIM US Large-Cap Buffer 12 ETF - January BATS BZX Exchange
01/02/2024 JANQ Innovator ETFs Trust Innovator Premium Income 40 Barrier ETF - January BATS BZX Exchange
01/02/2024 LJAN Innovator ETFs Trust Innovator Premium Income 15 Buffer ETF - January BATS BZX Exchange
01/02/2024 PBJA PGIM US Large-Cap Buffer 12 ETF - January PGIM US Large-Cap Buffer 20 ETF - January BATS BZX Exchange
01/03/2024 DEFI Tidal Commodities Trust I Hashdex Bitcoin ETF NYSE Arca
01/04/2024 FTRB Federated Hermes ETF Trust Federated Hermes Total Return Bond ETF NYSE Arca
01/04/2024 MYLD Cambria ETF Trust Cambria Micro and SmallCap Shareholder Yield ETF BATS BZX Exchange
01/04/2024 SKRE ETF Opportunities Trust Tuttle Capital Daily 2X Inverse Regional Banks ETF NASDAQ Global Market
01/04/2024 TYLD Cambria ETF Trust Cambria Tactical Yield ETF BATS BZX Exchange
01/10/2024 DYFI ETF Opportunities Trust IDX Dynamic Fixed Income ETF NASDAQ Global Market
01/10/2024 LGHT Spinnaker ETF Series Langar Global HealthTech ETF NYSE Arca
01/11/2024 AAPX ETF Opportunities Trust T-Rex 2X Long Apple Daily Target ETF BATS BZX Exchange
01/11/2024 ARKB ARK 21Shares Bitcoin ETF Common Shares of Beneficial Interests BATS BZX Exchange
01/11/2024 BITB Bitwise Bitcoin ETF Common Shares of Beneficial Interest NYSE Arca
01/11/2024 BRRR Valkyrie Bitcoin Fund Valkyrie Bitcoin Fund NASDAQ Global Market
01/11/2024 BTCO Invesco Galaxy Bitcoin ETF Common Shares of Beneficial Interest BATS BZX Exchange
01/11/2024 BTCW WisdomTree Bitcoin Fund Common Shares of Beneficial Interest BATS BZX Exchange
01/11/2024 EZBC Franklin Templeton Digital Holdings Trust Shares of Franklin Bitcoin ETF BATS BZX Exchange
01/11/2024 FBTC Fidelity Wise Origin Bitcoin Fund Common Shares of Beneficial Interest BATS BZX Exchange
01/11/2024 GBTC Grayscale Bitcoin Trust (BTC) Common Units of fractional undivided beneficial interest NYSE Arca
01/11/2024 GOOX ETF Opportunities Trust T-Rex 2X Long Alphabet Daily Target ETF BATS BZX Exchange
01/11/2024 HODL VanEck Bitcoin Trust Common Shares of Beneficial Interest BATS BZX Exchange
01/11/2024 HYKE ETF Series Solutions Vest 2 Year Interest Rate Hedge ETF BATS BZX Exchange
01/11/2024 IBIT iShares Bitcoin Trust iShares Bitcoin Trust NASDAQ Global Market
01/11/2024 MCHS Matthews International Funds Matthews China Discovery Active ETF NASDAQ Global Market
01/11/2024 MEMS Matthews International Funds Matthews Emerging Markets Discovery Active ETF NASDAQ Global Market
01/11/2024 MSFX ETF Opportunities Trust T-Rex 2X Long Microsoft Daily Target ETF BATS BZX Exchange
01/11/2024 ZTEN The RBB Fund, Inc. F/m 10-Year Investment Grade Corporate Bond ETF NYSE Arca
01/11/2024 ZTRE The RBB Fund, Inc. F/m 3-Year Investment Grade Corporate Bond ETF NYSE Arca
01/11/2024 ZTWO The RBB Fund, Inc. F/m 2-Year Investment Grade Corporate Bond ETF NYSE Arca
01/16/2024 CCEF Calamos ETF Trust Calamos CEF Income & Arbitrage ETF NYSE Arca
01/16/2024 TBFC ETF Series Solutions The Brinsmere Fund Conservative ETF NYSE Arca
01/16/2024 TBFG ETF Series Solutions The Brinsmere Fund Growth ETF NYSE Arca
01/17/2024 YMAX Tidal Trust II YieldMax Universe Fund of Option Income ETFs NYSE Arca
01/18/2024 CCMG EA Series Trust CCM Global Equity ETF NYSE Arca
01/18/2024 RJMG First Trust Exchange-Traded Fund VIII FT Raymond James Multicap Growth Equity ETF NYSE Arca
01/18/2024 YBTC Roundhill ETF Trust Roundhill Bitcoin Covered Call Strategy ETF BATS BZX Exchange
01/19/2024 PABD iShares Trust iShares Paris-Aligned Climate MSCI World ex USA ETF NASDAQ Global Market
01/22/2024 XJAN First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Enhance & Moderate Buffer ETF - January BATS BZX Exchange
01/23/2024 MNTL Tema ETF Trust Tema Neuroscience and Mental Health ETF NASDAQ Global Market
01/24/2024 COAL Exchange Traded Concepts Trust Range Global Coal Index ETF NYSE Arca
01/24/2024 LNGZ Exchange Traded Concepts Trust Range Global LNG Ecosystem Index ETF NYSE Arca
01/24/2024 NUKZ Exchange Traded Concepts Trust Range Nuclear Renaissance Index ETF NYSE Arca
01/24/2024 OFOS Exchange Traded Concepts Trust Range Global Offshore Oil Services Index ETF NYSE Arca
01/25/2024 BBBI BondBloxx ETF Trust BondBloxx BBB Rated 5-10 Year Corporate Bond ETF NYSE Arca
01/25/2024 BBBL BondBloxx ETF Trust BondBloxx BBB Rated 10+ Year Corporate Bond ETF NYSE Arca
01/25/2024 BBBS BondBloxx ETF Trust BondBloxx BBB Rated 1-5 Year Corporate Bond ETF NYSE Arca
01/25/2024 INAV Collaborative Investment Series Trust Mohr Industry Nav ETF BATS BZX Exchange
01/25/2024 QFLR Innovator ETFs Trust Innovator Nasdaq-100 Managed Floor ETF NYSE Arca
01/25/2024 QMID WisdomTree Trust WisdomTree U.S. MidCap Quality Growth Fund NASDAQ Global Market
01/25/2024 QSML WisdomTree Trust WisdomTree U.S. SmallCap Quality Growth Fund NASDAQ Global Market
01/25/2024 TRES Tidal Trust II Defiance Treasury Alternative Yield ETF NASDAQ Global Market
01/26/2024 AMJB J P Morgan Chase & Co Alerian MLP Index ETNs due January 28, 2044 NYSE Arca
01/29/2024 AIEQ Amplify ETF Trust Amplify AI Powered Equity ETF NYSE Arca
01/29/2024 AWAY Amplify ETF Trust Amplify Travel Tech ETF NYSE Arca
01/29/2024 ETHO Amplify ETF Trust Amplify Etho Climate Leadership U.S. ETF NYSE Arca
01/29/2024 GAMR Amplify ETF Trust Amplify Video Game Tech ETF NYSE Arca
01/29/2024 GERM Amplify ETF Trust Amplify Treatments, Testing and Advancements ETF NYSE Arca
01/29/2024 HACK Amplify ETF Trust Amplify Cybersecurity ETF NYSE Arca
01/29/2024 IPAY Amplify ETF Trust Amplify Mobile Payments ETF NYSE Arca
01/29/2024 ITEQ Amplify ETF Trust Amplify BlueStar Israel Technology ETF NYSE Arca
01/29/2024 IVES Amplify ETF Trust Amplify Global Cloud Technology ETF NYSE Arca
01/29/2024 MJ Amplify ETF Trust Amplify Alternative Harvest ETF NYSE Arca
01/29/2024 MJUS Amplify ETF Trust Amplify U.S. Alternative Harvest ETF NYSE Arca
01/29/2024 NBOS Neuberger Berman ETF Trust Neuberger Berman Option Strategy ETF NYSE Arca
01/29/2024 SILJ Amplify ETF Trust Amplify Junior Silver Miners ETF NYSE Arca
01/30/2024 QQQI NEOS ETF Trust NEOS Nasdaq 100 High Income ETF NASDAQ Global Market
01/30/2024 VTEC Vanguard California Tax-Exempt Bond ETF Vanguard California Tax-Exempt Bond ETF BATS BZX Exchange
01/30/2024 VTEI Vanguard Tax-Managed Funds Vanguard Intermediate-Term Tax-Exempt Bond ETF BATS BZX Exchange
01/30/2024 YMAG Tidal Trust II YieldMax Magnificent 7 Fund of Option Income ETFs NYSE Arca
01/31/2024 MVPA Advisor Managed Portfolios Miller Value Partners Appreciation ETF NYSE Arca
02/01/2024 DCMT DoubleLine ETF Trust DoubleLine Commodity Strategy ETF NYSE Arca
02/01/2024 DFVE DoubleLine ETF Trust DoubleLine Fortune 500 Equal Weight ETF NYSE Arca
02/01/2024 FEBP PGIM US Large-Cap Buffer 12 ETF - January PGIM US Large-Cap Buffer 12 ETF - February BATS BZX Exchange
02/01/2024 FLJJ AIM ETF Products Trust AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF NYSE Arca
02/01/2024 IFEB Innovator ETFs Trust Innovator International Developed Power Buffer ETF February NYSE Arca
02/01/2024 PBFB PGIM US Large-Cap Buffer 12 ETF - January PGIM US Large-Cap Buffer 20 ETF - February BATS BZX Exchange
02/01/2024 SIXF AIM ETF Products Trust AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF NYSE Arca
02/06/2024 MGNR American Beacon Select Funds American Beacon GLG Natural Resources ETF NYSE Arca
02/07/2024 XXCH Direxion Shares ETF Trust Direxion Daily MSCI Emerging Markets ex China Bull 2X Shares NYSE Arca
02/08/2024 EVLN Morgan Stanley ETF Trust Eaton Vance Floating-Rate ETF NYSE Arca
02/08/2024 KBUF KraneShares Trust KraneShares 90% KWEB Defined Outcome January 2026 ETF NYSE Arca
02/08/2024 KPRO KraneShares Trust KraneShares 100% KWEB Defined Outcome January 2026 ETF NYSE Arca
02/13/2024 CANQ Calamos ETF Trust Calamos Alternative Nasdaq & Bond ETF NASDAQ Global Market
02/20/2024 AOHY Angel Oak Funds Trust Angel Oak High Yield Opportunities ETF NYSE Arca
02/20/2024 XFEB First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Enhance & Moderate Buffer ETF - February BATS BZX Exchange
02/20/2024 MBS Angel Oak Funds Trust Angel Oak Mortgage-Backed Securities ETF NYSE Arca
02/20/2024 SFEB First Trust Exchange-Traded Fund VIII FT Vest U.S. Small Cap Moderate Buffer ETF - February BATS BZX Exchange
02/22/2024 BTFX Valkyrie ETF Trust II Valkyrie Bitcoin Futures Leveraged Strategy ETF NASDAQ Global Market
02/22/2024 KNOW Fundamentals First ETF Fundamentals First ETF BATS BZX Exchange
02/22/2024 MSTY Tidal Trust II YieldMax MSTR Option Income Strategy ETF NYSE Arca
02/26/2024 FFLV Fidelity Covington Trust Fidelity Fundamental Large Cap Value ETF BATS BZX Exchange
02/26/2024 FLDB Fidelity Merrimack Street Trust Fidelity Low Duration Bond ETF NASDAQ Global Market
02/27/2024 NRES DBX ETF Trust Xtrackers RREEF Global Natural Resources ETF NASDAQ Global Market
02/27/2024 SCLZ Northern Lights Fund Trust III Swan Enhanced Dividend Income ETF BATS BZX Exchange
02/28/2024 CAAA First Trust Exchange-Traded Fund IV First Trust Commercial Mortgage Opportunities ETF NYSE Arca
02/28/2024 MBSF Valued Advisers Trust Regan Floating Rate MBS ETF NYSE Arca
02/28/2024 MVPL Advisor Managed Portfolios Miller Value Partners Leverage ETF NYSE Arca
02/28/2024 SCIO First Trust Exchange-Traded Fund IV First Trust Structured Credit Income Opportunities ETF NYSE Arca
02/29/2024 GINX The RBB Fund, Inc. SGI Enhanced Global Income ETF NASDAQ Global Market
02/29/2024 MAGQ Roundhill ETF Trust Roundhill Daily Inverse Magnificent Seven ETF NASDAQ Global Market
02/29/2024 MAGX Roundhill ETF Trust Roundhill Daily 2X Long Magnificent Seven ETF NASDAQ Global Market
02/29/2024 ULTY Tidal Trust II YieldMax Ultra Option Income Strategy ETF NYSE Arca
02/29/2024 USDX The RBB Fund, Inc. SGI Enhanced Core ETF NASDAQ Global Market
03/01/2024 IMAR Innovator ETFs Trust Innovator International Developed Power Buffer ETF March NYSE Arca
03/01/2024 MRCP PGIM US Large-Cap Buffer 12 ETF - January PGIM US Large-Cap Buffer 12 ETF - March BATS BZX Exchange
03/01/2024 PBMR PGIM US Large-Cap Buffer 12 ETF - January PGIM US Large-Cap Buffer 20 ETF - March BATS BZX Exchange
03/01/2024 SIXP AIM ETF Products Trust AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF NYSE Arca
03/05/2024 IOPP Simplify Exchange Traded Funds Simplify Tara India Opportunities ETF NYSE Arca
03/06/2024 COPP Sprott Funds Trust Sprott Copper Miners ETF NASDAQ Global Market
03/06/2024 IRET Tidal Trust II iREIT - MarketVector Quality REIT Index ETF NYSE Arca
03/06/2024 NCPB NuShares ETF Trust Nuveen Core Plus Bond ETF NASDAQ Global Market
03/06/2024 NPFI NuShares ETF Trust Nuveen Preferred and Income ETF NASDAQ Global Market
03/06/2024 NSCR NuShares ETF Trust Nuveen Sustainable Core ETF NASDAQ Global Market
03/06/2024 NUSB NuShares ETF Trust Nuveen Ultra Short Income ETF NASDAQ Global Market
03/06/2024 SPYT Tidal Trust II Defiance S&P 500 Target Income ETF NYSE Arca
03/07/2024 DIVP The Advisors? Inner Circle Fund II Cullen Enhanced Equity Income ETF NYSE Arca
03/07/2024 MDPL Northern Lights Fund Trust IV Monarch Dividend Plus Index ETF BATS BZX Exchange
03/07/2024 MSSS Northern Lights Fund Trust IV Monarch Select Subsector Index ETF BATS BZX Exchange
03/07/2024 MVFD Northern Lights Fund Trust IV Monarch Volume Factor Dividend Tree Index ETF BATS BZX Exchange
03/07/2024 MVFG Northern Lights Fund Trust IV Monarch Volume Factor Global Unconstrained Index ETF BATS BZX Exchange
03/07/2024 QDTE Roundhill ETF Trust Roundhill N-100 0DTE Covered Call Strategy ETF BATS BZX Exchange
03/07/2024 QQQD Direxion Shares ETF Trust Direxion Daily Concentrated Qs Bear 1X Shares NYSE Arca
03/07/2024 QQQU Direxion Shares ETF Trust Direxion Daily Concentrated Qs Bull 2X Shares NYSE Arca
03/07/2024 XDTE Roundhill ETF Trust Roundhill S&P 500 0DTE Covered Call Strategy ETF BATS BZX Exchange
03/14/2024 TAXX BondBloxx ETF Trust BondBloxx IR+M Tax-Aware Short Duration ETF NYSE Arca
03/14/2024 USIN WisdomTree Trust WisdomTree 7-10 Year Laddered Treasury Fund NASDAQ Global Market
03/14/2024 USSH WisdomTree Trust WisdomTree 1-3 Year Laddered Treasury Fund NASDAQ Global Market
03/15/2024 IVVW iShares Trust iShares S&P 500 BuyWrite ETF BATS BZX Exchange
03/15/2024 IWMW iShares Trust iShares Russell 2000 BuyWrite ETF BATS BZX Exchange
03/15/2024 PCCE Litman Gregory Funds Trust Polen Capital China Growth ETF NYSE Arca
03/15/2024 PCIG Litman Gregory Funds Trust Polen Capital International Growth ETF NYSE Arca
03/18/2024 AMDL GraniteShares ETF Trust GraniteShares 2x Long AMD Daily ETF NASDAQ Global Market
03/18/2024 AMZZ GraniteShares ETF Trust GraniteShares 2x Long AMZN Daily ETF NASDAQ Global Market
03/18/2024 MSFL GraniteShares ETF Trust GraniteShares 2x Long MSFT Daily ETF NASDAQ Global Market
03/18/2024 OWNS Quaker Investment Trust CCM Affordable Housing MBS ETF NYSE Arca
03/19/2024 ROIS Lattice Strategies Trust Hartford Multifactor International Small Company ETF BATS BZX Exchange
03/19/2024 XIMR First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Buffer & Premium Income ETF - March BATS BZX Exchange
03/20/2024 IQQQ ProShares Trust ProShares Nasdaq-100 High Income ETF NASDAQ Global Market
03/20/2024 WZRD Listed Funds Trust Opportunistic Trader ETF NYSE Arca
03/21/2024 AVXC American Century ETF Trust Avantis Emerging Markets ex-China Equity ETF NASDAQ Global Market
03/21/2024 BCIL Exchange Listed Funds Trust Bancreek International Large Cap ETF NYSE Arca
03/21/2024 BTRN Global X Funds Global X Bitcoin Trend Strategy ETF NYSE Arca
03/21/2024 EAFG Pacer Funds Trust Pacer Developed Markets Cash Cows Growth Leaders ETF NYSE Arca
03/21/2024 FDND First Trust Exchange-Traded Fund IV FT Vest Dow Jones Internet & Target Income ETF BATS BZX Exchange
03/21/2024 IBAT iShares Trust iShares Energy Storage & Materials ETF NASDAQ Global Market
03/21/2024 NBSM Neuberger Berman ETF Trust Neuberger Berman Small-Mid Cap ETF NYSE Arca
03/25/2024 EAGL The 2023 ETF Series Trust Eagle Capital Select Equity ETF NYSE Arca
03/25/2024 EVSM Morgan Stanley ETF Trust Eaton Vance Short Duration Municipal Income ETF NYSE Arca
03/25/2024 EVTR Morgan Stanley ETF Trust Eaton Vance Total Return Bond ETF New York Stock Exchange
03/26/2024 PTL Northern Lights Fund Trust IV Inspire 500 ETF NYSE Arca
03/27/2024 GRPZ Invesco Exchange-Traded Fund Trust II Invesco S&P SmallCap 600 GARP ETF NYSE Arca
03/27/2024 KEAT EA Series Trust Keating Active ETF NASDAQ Global Market
03/27/2024 MARM SHL Telemedicine Ltd FT Vest U.S. Equity Max Buffer ETF - March BATS BZX Exchange
03/28/2024 INRO BlackRock ETF Trust BlackRock U.S. Industry Rotation ETF NASDAQ Global Market
03/28/2024 MGRO SHL Telemedicine Ltd VanEck Morningstar Wide Moat Growth ETF BATS BZX Exchange
03/28/2024 MVAL SHL Telemedicine Ltd VanEck Morningstar Wide Moat Value ETF BATS BZX Exchange
04/01/2024 AAPR SHL Telemedicine Ltd Innovator Equity Defined Protection ETF - 2 Yr to April 2026 BATS BZX Exchange
04/01/2024 APRP SHL Telemedicine Ltd PGIM US Large-Cap Buffer 12 ETF - April BATS BZX Exchange
04/01/2024 ARLU SHL Telemedicine Ltd AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF BATS BZX Exchange
04/01/2024 FLAO AIM ETF Products Trust AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF NYSE Arca
04/01/2024 HAPR SHL Telemedicine Ltd Innovator Premium Income 9 Buffer ETF - April BATS BZX Exchange
04/01/2024 LAPR SHL Telemedicine Ltd Innovator Premium Income 15 Buffer ETF - April BATS BZX Exchange
04/01/2024 PBAP SHL Telemedicine Ltd PGIM US Large-Cap Buffer 20 ETF - April BATS BZX Exchange
04/02/2024 BITU ProShares Trust ProShares Ultra Bitcoin ETF NYSE Arca
04/02/2024 EHLS Tidal Trust II Even Herd Long Short ETF NASDAQ Global Market
04/02/2024 KOOL Spinnaker ETF Series North Shore Equity Rotation ETF NYSE Arca
04/02/2024 SBIT ProShares Trust ProShares UltraShort Bitcoin ETF NYSE Arca
04/03/2024 RVER Advisor Managed Portfolios Trenchless Fund ETF NYSE Arca
04/04/2024 RAYJ The Advisors' Inner Circle Fund III Rayliant SMDAM Japan Equity ETF NYSE Arca
04/04/2024 SAMM The Advisors' Inner Circle Fund III Strategas Macro Momentum ETF NYSE Arca
04/05/2024 ALAI The Alger ETF Trust Alger AI Enablers & Adopters ETF NYSE Arca
04/05/2024 CNEQ The Alger ETF Trust Alger Concentrated Equity ETF NYSE Arca
04/09/2024 MDST Ultimus Managers Trust Westwood Salient Enhanced Midstream Income ETF New York Stock Exchange
04/09/2024 STBF SHL Telemedicine Ltd Performance Trust Short Term Bond ETF BATS BZX Exchange
04/10/2024 OGSP Spinnaker ETF Series Obra High Grade Structured Products ETF NYSE Arca
04/10/2024 OOSP Spinnaker ETF Series Obra Opportunistic Structured Products ETF NYSE Arca
04/11/2024 FBUF Fidelity Dynamic Buffered Equity ETF Fidelity Dynamic Buffered Equity ETF BATS BZX Exchange
04/11/2024 FHEQ Fidelity Dynamic Buffered Equity ETF Fidelity Hedged Equity ETF BATS BZX Exchange
04/11/2024 FYEE Fidelity Dynamic Buffered Equity ETF Fidelity Yield Enhanced Equity ETF BATS BZX Exchange
04/11/2024 STXM EA Series Trust Strive Mid-Cap ETF New York Stock Exchange
04/12/2024 CCSB Tidal Trust II Carbon Collective Short Duration Green Bond ETF NASDAQ Global Market
04/12/2024 NEWZ EA Series Trust StockSnips AI-Powered Sentiment US All Cap ETF NASDAQ Global Market
04/16/2024 NXTI Simplify Exchange Traded Funds Simplify Next Intangible Core Index ETF BATS BZX Exchange
04/16/2024 NXTV Simplify Exchange Traded Funds Simplify Next Intangible Value Index ETF BATS BZX Exchange