Short Sale Circuit Breaker


The SEC adopted amendments to Regulation SHO with a compliance date of November 10, 2010. Among the rule changes, the SEC introduced Rule 201 (Alternative Uptick Rule), a short sale-related circuit breaker that when triggered, will impose a restriction on prices at which securities may be sold short. The SEC also issued guidance for broker-dealers wishing to mark certain qualifying orders 201cshort exempt.201d For more details, refer to Amendments to Regulation SHO (Release 34-61595).

Trade Date Download Link File Creation Timestamp
Monday, January 27,2020 1/27/2020 4:30:28 PM

Symbol Security Name Market Category Trigger Time
TBLT ToughBuilt Ind Common Stock R 1/24/2020 9:30:00 AM
SNES SenesTech, Inc. Common Stk R 1/24/2020 9:30:00 AM
TBLTW ToughBuilt Ind Warrant R 1/24/2020 9:30:00 AM
SCON SUPERCONDUCTOR TECH R 1/24/2020 9:30:00 AM
EYESW Second Sight Mdl Products Wt R 1/24/2020 9:30:00 AM
CHFS CHF Solutions, Inc. R 1/24/2020 9:30:00 AM
CODX Co-Diagnostics, Inc. CM R 1/24/2020 9:30:00 AM
EPZM Epizyme, Inc. Common Stock Q 1/24/2020 9:32:03 AM
HSDT Helius Medical Tech Cl A Cmn R 1/24/2020 9:32:12 AM
INNT Innovate Biopharma Cmn R 1/24/2020 9:32:14 AM
TWMC Trans World Entertainment Cm R 1/24/2020 9:34:00 AM
TC TuanChe Limited ADS R 1/24/2020 9:34:13 AM
LLIT Lianluo Smart Limited R 1/24/2020 9:35:05 AM
BLCM Bellicum Pharmaceuticals Comm Q 1/24/2020 9:36:33 AM
CLRO CLEARONE INC. R 1/24/2020 9:36:50 AM
PSTVZ PLUS THERAPEUTICS, Wts R 1/24/2020 9:36:55 AM
GLG Bat Group, Inc. R 1/24/2020 9:39:18 AM
EDRY EuroDry Ltd. R 1/24/2020 9:40:17 AM
VXRT Vaxart, Inc. R 1/24/2020 9:40:17 AM
AMAG AMAG Pharmaceuticals, Inc. Q 1/24/2020 9:41:57 AM
AREC American Resources Cp Cm A R 1/24/2020 9:42:16 AM
TOPS TOP Ships Inc R 1/24/2020 9:44:10 AM
ONTXW Onconova Therapeutics, Inc. WT R 1/24/2020 9:44:29 AM
GRNQ Greenpro Capital Corp. Cmn Stk R 1/24/2020 9:46:08 AM
ESEA Euroseas Ltd. Common Stock R 1/24/2020 9:50:48 AM
SWKH SWK Holdings Corporation CS R 1/24/2020 9:51:49 AM
LMB Limbach Holdings, Inc.CS R 1/24/2020 9:52:25 AM
AFH Atlas Financial Holdings, Inc. R 1/24/2020 9:52:26 AM
MDJH MDJM LTD ORD R 1/24/2020 9:56:06 AM
VERU Veru Inc. R 1/24/2020 9:58:28 AM
WORX SCWorx Corp. R 1/24/2020 10:01:40 AM
AEMD Aethlon Medical, Inc. R 1/24/2020 10:03:18 AM
ARTW Arts-Way Manufacturing Co R 1/24/2020 10:06:19 AM
CETXW Cemtrex Inc. WTS R 1/24/2020 10:06:31 AM
NTRP Neurotrope, Inc. Cmn Stk R 1/24/2020 10:10:51 AM
ROSEW Rosehill Resources Inc. Wts R 1/24/2020 10:10:54 AM
ADXS Advaxis, Inc. Common Stock Q 1/24/2020 10:11:57 AM
AGTC Applied Genetic Technologies C Q 1/24/2020 10:23:55 AM
FTSV Forty Seven, Inc. Cmn Stk Q 1/24/2020 10:26:43 AM
DLPNW Dolphin Entertainment, WTS R 1/24/2020 10:33:59 AM
SFET Safe-T Group Ltd ADS R 1/24/2020 10:34:08 AM
BXRX Baudax Bio, Inc. Cmn Stk R 1/24/2020 10:38:40 AM
PIXY ShiftPixy, Inc. CS R 1/24/2020 10:39:57 AM
TAOP Taoping Inc. R 1/24/2020 10:40:03 AM
ENDP Endo International plc Q 1/24/2020 10:44:18 AM
GNUS Genius Brands Intl Inc R 1/24/2020 10:52:46 AM
LIVKW LIV Capital Acquisition WTS R 1/24/2020 10:56:11 AM
SXTC China SXT Pharmaceuticals Ords R 1/24/2020 10:56:58 AM
PT Pintec Technology Hldg Ltd ADS Q 1/24/2020 10:58:14 AM
GNPX Genprex, Inc. CM R 1/24/2020 11:06:58 AM
IKNX Ikonics Corporation R 1/24/2020 11:11:06 AM
VLRX Valeritas Holdings, Inc. CS R 1/24/2020 11:22:53 AM
VTVT vTv Therapeutics Inc Cl A Cm R 1/24/2020 11:23:51 AM
SPI SPI Energy Ord Shs Q 1/24/2020 11:34:53 AM
HOOK HOOKIPA Pharma Inc. Common Stk Q 1/24/2020 11:39:33 AM
JAN JanOne Inc. R 1/24/2020 11:45:42 AM
NDRA ENDRA Life Sciences Inc. CM R 1/24/2020 11:58:21 AM
AKBA Akebia Therapeutics, Inc. Cmn Q 1/24/2020 11:59:33 AM
PTE PolarityTE, Inc. Cmn Stk R 1/24/2020 12:01:47 PM
ACMR ACM Research, Inc. Cl A Cmn Q 1/24/2020 12:04:00 PM
CNCE Concert Pharmaceuticals, Inc. Q 1/24/2020 12:04:50 PM
IMAB I-MAB ADS Q 1/24/2020 12:08:53 PM
CETX Cemtrex Inc. R 1/24/2020 12:09:10 PM
LK Luckin Coffee Inc. ADS Q 1/24/2020 12:10:23 PM
LMNL Liminal BioSciences Cmn Shs Q 1/24/2020 12:11:19 PM
SBPH Spring Bank Pharmaceuticals CS R 1/24/2020 12:12:48 PM
ABUS Arbutus Biopharma Cp Cmn Stk Q 1/24/2020 12:15:02 PM
AIHS Senmiao Technology Limited CM R 1/24/2020 12:22:18 PM
BNGOW Bionano Genomics, Inc.WT R 1/24/2020 12:26:31 PM
UMRX Unum Therapeutics Inc. CM Q 1/24/2020 12:26:36 PM
DYAI Dyadic International, Inc Cmn R 1/24/2020 12:31:07 PM
KBLMW KBL Merger Corp. IV WTS R 1/24/2020 12:32:00 PM
BLPH Bellerophon Thera Common Stock R 1/24/2020 12:32:08 PM
ACAMW Acamar Partners Acqstn Wts R 1/24/2020 12:34:27 PM
VRCA Verrica Pharmaceuticals COM Q 1/24/2020 12:52:14 PM
ADRO Aduro Biotech, Inc. Cmn Q 1/24/2020 12:54:39 PM
CRSAW Crescent Acquisition Corp Wt R 1/24/2020 12:59:31 PM
CPAH CounterPath Corporation R 1/24/2020 12:59:41 PM
SNSS Sunesis Pharmaceuticals Inc R 1/24/2020 1:04:03 PM
GTIM Good Times Restaurants R 1/24/2020 1:18:10 PM
FTEO FRONTEO, Inc. ADS Q 1/24/2020 1:18:23 PM
NNDM Nano Dimension Ltd ADS R 1/24/2020 1:19:04 PM
TACOW Del Taco Restnts Warrants R 1/24/2020 1:20:27 PM
TRIB Trinity Biotech PLC ADR Q 1/24/2020 1:29:49 PM
VTIQW VectoIQ Acquisition Corp.WT R 1/24/2020 1:43:57 PM
ELGX Endologix, Inc. Q 1/24/2020 1:44:16 PM
BIMI BOQI International Medical Cmn R 1/24/2020 1:46:31 PM
FLGT Fulgent Genetics, Inc. CM Q 1/24/2020 1:52:22 PM
BRID Bridgford Foods Corporation Q 1/24/2020 2:09:13 PM
NLTX Neoleukin Therapeutics, Inc. Q 1/24/2020 2:10:50 PM
SEED Origin Agritech Limited R 1/24/2020 2:11:50 PM
TEDU Tarena International Inc ADR Q 1/24/2020 2:12:28 PM
FRAN Francescas Holdings Corp Q 1/24/2020 2:15:29 PM
HJLI Hancock Jaffe Laboratories Cmn R 1/24/2020 2:16:52 PM
NERV Minerva Neurosciences Cmn Q 1/24/2020 2:19:44 PM
ADMS Adamas Pharmaceuticals, Inc Cm Q 1/24/2020 2:20:29 PM
LQDA Liquidia Technologies, Inc Cmn R 1/24/2020 2:22:54 PM
IQ iQIYI, Inc. ADS Q 1/24/2020 2:24:17 PM
PHAS PhaseBio Pharma Common Stk Q 1/24/2020 2:24:58 PM
ALNA Allena Pharmaceuticals, Inc CM Q 1/24/2020 2:26:55 PM
MITO Stealth BioTherapeutics ADS Q 1/24/2020 2:28:59 PM
BRPAW Big Rock Partners Acq WT R 1/24/2020 2:29:45 PM
TEUM Pareteum Corporation Cmn Stk R 1/24/2020 2:30:57 PM
AGFSW AgroFresh Solu Warrants Q 1/24/2020 2:31:47 PM
ACOR Acorda Therapeutics Q 1/24/2020 2:31:49 PM
ASLN ASLAN Pharmaceuticals ADS Q 1/24/2020 2:33:13 PM
AUBN Auburn National Bancorporation Q 1/24/2020 2:34:11 PM
ACTTW Act II Global Acquisition Wt R 1/24/2020 2:35:56 PM
KIRK KIRKLANDSINC Q 1/24/2020 2:43:13 PM
KERNW Akerna Corp WT R 1/24/2020 2:44:57 PM
OTIC Otonomy, Inc. Q 1/24/2020 2:45:33 PM
SOLOW Electrameccanica Vehicles Wts R 1/24/2020 2:59:24 PM
IMTE Integrated Media Tech ORDS R 1/24/2020 3:02:11 PM
PECK The Peck Co Hldgs Cmn R 1/24/2020 3:02:35 PM
UROV Urovant Sciences Ltd. CM Q 1/24/2020 3:07:57 PM
IMGN ImmunoGen, Inc. Q 1/24/2020 3:26:07 PM
FLLCR Fellazo Inc. RT R 1/24/2020 3:26:37 PM
SGBX SG Blocks, Inc. Common Stock R 1/24/2020 3:28:45 PM
YVR Liquid Media Group Cmn R 1/24/2020 3:31:24 PM
SHIPZ Seanergy Maritime CL B Warrant R 1/24/2020 3:37:03 PM
SNCA Seneca Biopharma, Inc. Cmn R 1/24/2020 3:41:10 PM
LTRPB Liberty TripAdvisor Hldgs B Cm Q 1/24/2020 3:42:22 PM
MCRB Seres Therapeutics Cmn Stk Q 1/24/2020 3:44:09 PM
NESRW National Energy SV Reunited WT R 1/24/2020 3:52:58 PM
CRON Cronos Group Inc.CS Q 1/24/2020 3:53:23 PM
SELB Selecta Biosciences Common S Q 1/24/2020 3:55:45 PM
MNLO Menlo Therapeutics Inc Cmn Stk Q 1/24/2020 3:58:23 PM
AVDL Avadel Pharmaceuticals plc Q 1/24/2020 3:59:24 PM
WISA Summit Wireless Tech Cmn R 1/24/2020 3:59:30 PM
NRBO NeuroBo Pharmaceuticals Cmn R 1/24/2020 4:00:00 PM
MLCO Melco Resorts & Ent Ltd ADS Q 1/27/2020 9:30:00 AM
PT Pintec Technology Hldg Ltd ADS Q 1/27/2020 9:30:00 AM
SAEX SAExploration Hldgs R 1/27/2020 9:30:00 AM
TWMC Trans World Entertainment Cm R 1/27/2020 9:30:00 AM
NURO NeuroMetrix, Inc. Cmn R 1/27/2020 9:30:00 AM
SCON SUPERCONDUCTOR TECH R 1/27/2020 9:30:00 AM
SFET Safe-T Group Ltd ADS R 1/27/2020 9:30:01 AM
TEDU Tarena International Inc ADR Q 1/27/2020 9:30:01 AM
LK Luckin Coffee Inc. ADS Q 1/27/2020 9:30:01 AM
ADXS Advaxis, Inc. Common Stock Q 1/27/2020 9:30:01 AM
NIU Niu Technologies ADS Q 1/27/2020 9:30:01 AM
GNPX Genprex, Inc. CM R 1/27/2020 9:30:01 AM
GRIN Grindrod Shipping Hldg Ord Shs Q 1/27/2020 9:30:01 AM
NAKD Naked Brand Group Limited Ord R 1/27/2020 9:30:01 AM
JAGX Jaguar Health, Inc. Cmn R 1/27/2020 9:30:02 AM
LX LexinFintech Holdings Ltd. Q 1/27/2020 9:30:03 AM
HHT Huitao Technology Co., Ltd. R 1/27/2020 9:30:04 AM
APTO Aptose Biosciences, Inc. Cmn R 1/27/2020 9:30:13 AM
XPEL XPEL, Inc. Cm St R 1/27/2020 9:30:16 AM
CETXW Cemtrex Inc. WTS R 1/27/2020 9:30:28 AM
SEAC SeaChange International Inc Q 1/27/2020 9:30:46 AM
XSPA XpresSpa Group, Inc. R 1/27/2020 9:30:48 AM
SNCA Seneca Biopharma, Inc. Cmn R 1/27/2020 9:30:49 AM
COHU Cohu Inc Q 1/27/2020 9:30:52 AM
SGBX SG Blocks, Inc. Common Stock R 1/27/2020 9:30:56 AM
TNXP Tonix Pharma Hldg Cmn Stk Q 1/27/2020 9:30:56 AM
ANY Sphere 3D Corp. R 1/27/2020 9:31:23 AM
WYNN Wynn Resorts, Limited Q 1/27/2020 9:31:24 AM
IMRNW Immuron Limited R 1/27/2020 9:31:33 AM
AUDC AudioCodes Ltd Q 1/27/2020 9:31:40 AM
BLCM Bellicum Pharmaceuticals Comm Q 1/27/2020 9:31:43 AM
GSM Ferroglobe PLC OS Q 1/27/2020 9:31:43 AM
RGLS Regulus Therapeutics Inc. R 1/27/2020 9:31:52 AM
RBZ Reebonz Hldg Ltd Q 1/27/2020 9:31:57 AM
TRPX Therapix Biosciences Ltd. ADS R 1/27/2020 9:31:57 AM
XNET Xunlei Limited ADR Q 1/27/2020 9:31:58 AM
VIVE Viveve Medical, Inc. Cm St R 1/27/2020 9:32:19 AM
ONTXW Onconova Therapeutics, Inc. WT R 1/27/2020 9:32:21 AM
NVIV InVivo Theraptcs Hldg Cmn R 1/27/2020 9:32:27 AM
TCON TRACON Pharmaceutical Cmn Stk Q 1/27/2020 9:32:48 AM
OGI Organigram Holdings Inc. Cm Sh Q 1/27/2020 9:32:59 AM
IZEA IZEA Worldwide, Inc. Cmn Stk R 1/27/2020 9:33:02 AM
GLNG Golar LNG Limited Common Share Q 1/27/2020 9:33:22 AM
CRBP Corbus Pharma Hlds Cmn Q 1/27/2020 9:33:31 AM
EGLE Eagle Bulk Shipping Inc. Q 1/27/2020 9:33:38 AM
AVGR Avinger, Inc. R 1/27/2020 9:33:55 AM
SNDL Sundial Growers Inc. Cm Sh Q 1/27/2020 9:33:57 AM
FCEL FuelCell Energy, Inc. Q 1/27/2020 9:33:58 AM
NTRP Neurotrope, Inc. Cmn Stk R 1/27/2020 9:34:02 AM
MREO Mereo BioPharma Grp plc ADS Q 1/27/2020 9:34:33 AM
GHSI Guardion Health Sciences Cm St R 1/27/2020 9:34:53 AM
NMRD Nemaura Medical Inc. Cmn Stk R 1/27/2020 9:34:56 AM
PAVMZ PAVmed Inc. Wt Series Z R 1/27/2020 9:35:06 AM
CHFS CHF Solutions, Inc. R 1/27/2020 9:35:22 AM
ZN Zion Oil & Gas Common Stock R 1/27/2020 9:35:40 AM
VERO Venus Concept Inc. CMN Q 1/27/2020 9:35:46 AM
KTOV Kitov Pharma Ltd. ADS R 1/27/2020 9:36:01 AM
ALRN Aileron Therapeutics, Inc. CS R 1/27/2020 9:36:18 AM
CIFS China Internet Nationwid Or Sh Q 1/27/2020 9:36:31 AM
SHIP Seanergy Maritime Hld Corp R 1/27/2020 9:36:33 AM
ALNA Allena Pharmaceuticals, Inc CM Q 1/27/2020 9:37:40 AM
BNGO Bionano Genomics, Inc. Cm St R 1/27/2020 9:37:48 AM
FAMI Farmmi, Inc. Ordinary Shs R 1/27/2020 9:37:53 AM
HX Hexindai Inc. ADR Q 1/27/2020 9:38:07 AM
LTBR Lightbridge Corp Cmn Stk R 1/27/2020 9:38:29 AM
ALPN Alpine Immune Sciences Cmn Q 1/27/2020 9:38:38 AM
BIOL Biolase, Inc. Common Stock R 1/27/2020 9:39:21 AM
SELB Selecta Biosciences Common S Q 1/27/2020 9:40:23 AM
UXIN Uxin Limited ADS Q 1/27/2020 9:40:51 AM
LMFAW LM Funding America WT R 1/27/2020 9:42:57 AM
AKER Akers Biosciences Inc. R 1/27/2020 9:43:22 AM
PETZ TDH Holdings, Inc. Cmn Shrs R 1/27/2020 9:45:38 AM
PSTVZ PLUS THERAPEUTICS, Wts R 1/27/2020 9:45:49 AM
HJLIW Hancock Jaffe Laboratories Wts R 1/27/2020 9:48:27 AM
BVXVW BiondVax Pharmaceuticals Wts R 1/27/2020 9:52:47 AM
CWBR CohBar, Inc. Cm St R 1/27/2020 9:56:09 AM
IFMK iFresh Inc. Cm St R 1/27/2020 9:57:26 AM
HSDT Helius Medical Tech Cl A Cmn R 1/27/2020 9:58:05 AM
SOLY Soliton, Inc. Common Stock R 1/27/2020 9:59:05 AM
PRNB Principia Biopharma Inc. Cmn Q 1/27/2020 9:59:30 AM
AIHS Senmiao Technology Limited CM R 1/27/2020 9:59:33 AM
TRIB Trinity Biotech PLC ADR Q 1/27/2020 10:01:53 AM
CHNR China Natural Resources, Inc. R 1/27/2020 10:06:10 AM
NVUS Novus Therapeutics, Inc. R 1/27/2020 10:06:16 AM
CPAH CounterPath Corporation R 1/27/2020 10:08:58 AM
EVGN Evogene Ltd Ordinary Shares Q 1/27/2020 10:09:07 AM
SEEL Seelos Therapeutics, Inc. R 1/27/2020 10:10:40 AM
ALIM Alimera Sciences Inc. Q 1/27/2020 10:11:20 AM
SBBP Strongbridge Biopharma plc ORD Q 1/27/2020 10:15:47 AM
PIRS Pieris Pharma Cmn Stk R 1/27/2020 10:16:12 AM
CRVS Corvus Pharma Cmn Q 1/27/2020 10:22:03 AM
REED Reeds, Inc. Common Stock R 1/27/2020 10:26:44 AM
LIVKW LIV Capital Acquisition WTS R 1/27/2020 10:31:07 AM
YAYO YayYo, Inc. Common Stock R 1/27/2020 10:31:09 AM
AMRHW Ameri Holdings, Inc. Wt R 1/27/2020 10:33:52 AM
SSPKW Silver Spike Acquisition Wts R 1/27/2020 10:39:23 AM
HTGM HTG Molecular Diagnostics Cmn R 1/27/2020 10:46:20 AM
SBPH Spring Bank Pharmaceuticals CS R 1/27/2020 10:48:57 AM
GPAQW Gordon Pointe Acquisition WT R 1/27/2020 10:54:05 AM
EVSIW Envision Solar Int WTS R 1/27/2020 11:00:28 AM
CHEKW Check-Cap Ltd. Srs A Wt R 1/27/2020 11:02:31 AM
TAOP Taoping Inc. R 1/27/2020 11:08:21 AM
BURG Chanticleer Holdings, Inc. Cmn R 1/27/2020 11:15:44 AM
VTGN VistaGen Therapeutics, Com R 1/27/2020 11:16:13 AM
PHIOW Phio Pharmaceuticals Corp. R 1/27/2020 11:19:36 AM
CLUB Town Sports International Hold Q 1/27/2020 11:23:19 AM
PIXY ShiftPixy, Inc. CS R 1/27/2020 11:29:54 AM
ALJJ ALJ Regional Holdings, Inc. CM Q 1/27/2020 11:33:17 AM
MOSY MoSys, Inc. R 1/27/2020 11:36:36 AM
SOLOW Electrameccanica Vehicles Wts R 1/27/2020 11:37:29 AM
LTRPB Liberty TripAdvisor Hldgs B Cm Q 1/27/2020 11:44:32 AM
ARDS Aridis Pharmaceuticals Inc. CM R 1/27/2020 11:50:15 AM
HUGE FSD Pharma Inc. Cl B Sh R 1/27/2020 11:56:37 AM
INFI Infinity Pharmaceuticals, Inc. Q 1/27/2020 12:03:03 PM
TRMD TORM plc CLACOM Q 1/27/2020 12:14:08 PM
MDIA Mediaco Holding Cl A R 1/27/2020 12:17:20 PM
TBLTW ToughBuilt Ind Warrant R 1/27/2020 12:21:48 PM
NNDM Nano Dimension Ltd ADS R 1/27/2020 12:26:54 PM
ICLK iClick Interactive Asia Gp ADS Q 1/27/2020 12:28:47 PM
BLNKW Blink Charging Co. Wt R 1/27/2020 12:36:30 PM
VERBW Verb Technology Company WTS R 1/27/2020 1:06:10 PM
NEON Neonode Inc. R 1/27/2020 1:08:24 PM
ABEO Abeona Therapeutics Inc. R 1/27/2020 1:11:04 PM
SEDG SolarEdge Technologies Cmn Q 1/27/2020 1:11:10 PM
DRIOW DarioHealth Corp. Wts R 1/27/2020 1:20:50 PM
OTLKW Outlook Therapeutics Ser A Wt R 1/27/2020 1:37:33 PM
SINT SiNtx Technologies, Inc. R 1/27/2020 1:38:50 PM
PAACW Proficient Alpha Acq Wts R 1/27/2020 1:43:56 PM
SRNE Sorrento Therapeutics Cmn R 1/27/2020 2:14:06 PM
ICON Iconix Brand Group, Inc. Q 1/27/2020 2:18:41 PM
SNSS Sunesis Pharmaceuticals Inc R 1/27/2020 2:26:54 PM
AXGT Axovant Gene Therapies Q 1/27/2020 2:28:45 PM
TACOW Del Taco Restnts Warrants R 1/27/2020 2:38:28 PM
BNGOW Bionano Genomics, Inc.WT R 1/27/2020 2:40:03 PM
SNGXW Soligenix, Inc. Wt R 1/27/2020 2:54:36 PM
LMNL Liminal BioSciences Cmn Shs Q 1/27/2020 3:01:29 PM
OTLK Outlook Therapeutics Cm St R 1/27/2020 3:05:36 PM
ASNA Ascena Retail Group, Inc. Q 1/27/2020 3:07:03 PM
SLGG Super League Gaming Cmn Stk R 1/27/2020 3:08:01 PM
YGYI Youngevity International Cm St R 1/27/2020 3:09:53 PM
KTOVW Kitov Pharma Ltd. Wts R 1/27/2020 3:15:28 PM
ESTR Estre Ambiental, Inc. Q 1/27/2020 3:24:50 PM
VTVT vTv Therapeutics Inc Cl A Cm R 1/27/2020 3:25:09 PM
CFRX Contrafect Corp Common R 1/27/2020 3:29:19 PM
INMD InMode Ltd. ORD Q 1/27/2020 3:31:12 PM
ENPH Enphase Energy, Inc. Q 1/27/2020 3:32:07 PM
SNDE Sundance Energy Inc. Cmn Stk Q 1/27/2020 3:32:53 PM
UMRX Unum Therapeutics Inc. CM Q 1/27/2020 3:44:35 PM
OCGN Ocugen, Inc. Common Stock R 1/27/2020 3:46:52 PM
GRTX Galera Therapeutics, Inc Cm St Q 1/27/2020 3:49:08 PM
WORX SCWorx Corp. R 1/27/2020 3:52:30 PM
OBCI Ocean Bio-Chem Inc R 1/27/2020 3:55:15 PM
WISA Summit Wireless Tech Cmn R 1/27/2020 3:55:20 PM
HTBX Heat Biologics, Inc. Cmn Stk R 1/27/2020 3:59:28 PM
SLNO Soleno Therapeutics, Inc. R 1/27/2020 3:59:43 PM
DUO Fangdd Network Group ADS Q 1/27/2020 4:00:00 PM
LAZY Lazydays Holdings, Inc. Cm St R 1/27/2020 4:00:00 PM