BX Disciplinary Actions

2018

Enforcement No. Title Date
No. 20140414439-05 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20140414439-05
Wolverine Trading, LLC
5/2/2018
No. 20130368360-02 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20130368360-02
Instinet, LLC
4/11/2018