Nasdaq Act Workstation

Electronically facilitate trade reporting and clearing functions for trades reported to the FINRA Trade Reporting Facility (TRF) operated in partnership with FINRA/Nasdaq TRF.

ACT Workstation Overview
ACT Workstation is a low-cost, browser-based application that electronically facilitates trade reporting and clearing functions for trades reported to FINRA/Nasdaq TRF. Some special functions for Nasdaq trades are also supported.
View Welcome Screen	Historical data add-on provides access to 6 months of data Multiple MPID view requires one login Customizable workspace configuration personalizes your experience Consolidated pages allow for easy, intuitive scanning Scalable build allows for future enhancements

Features & Functionality

NEW HISTORICAL DATA ADD-ON	Access to more than 6 months of historical TRF data Search by Control Number, Symbol, Trade Status, etc. Request via the Nasdaq Front-End Request Form	Click to enlarge
NEW MULTIPLE MPID VIEW	Link multiple logins Available at no additional charge Request via the Nasdaq Front-End Request Form	Click to enlarge
TRADE ENTRY	Ability to manually enter trades Intuitive trade entry screen allows firm to indicate multiple types of trades (reports, cancels, as-ofs, etc.)	Click to enlarge
TRADE SCAN	Access to all of a firm's trading information and status of every trade entry Reconcile original T, T+1, T+2...N, reversals, step-outs, and as-of trades Accept, decline, cancel, or error open trades and no/was executing party trades Accept, decline, and cancel order entry trades Break a matched or accepted trade Search by any attribute through our advanced scan Filter by: trade, status, date, side, price, time, etc. Dynamic filter updates while search criteria is being typed	Click to enlarge
SUMMARY SCAN	Scan by participant and/or security Compiles trade date activity in a customizable display Stats include symbol, gross and net dollar amounts, average buy/sell prices, etc.	Click to enlarge
BATCH UPLOAD	Web-based tool included within the ACT Workstation front-end Upload multiple trade entries in one operation to facilitate trade reporting via the ACT Workstation	Click to enlarge
REJECT SCAN	Scan for rejected trades by the ACT Workstation All trades visible regardless of how they were entered (FIX, CTCI, Workstation, etc.) Edit rejected trades and them resubmit via Trade Entry submission to the ACT Workstation Included within the ACT Workstation front-end	Click to enlarge
ELIGIBILITY SCAN	Determine whether a security is ACT Workstation eligible or clearing eligible Search by CUSIP or Symbol	Click to enlarge
AGU/QSR SCAN	Determine AGU/QSR relationships as executing MPID or participant MPID	Click to enlarge
CLEARING SCAN	Search for clearing relationships as executing firm or clearing firm	Click to enlarge